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General Partner · Herndon Plant Oakley LTD

Phillip Michael Plant

CRD 364393 · Named on Form ADV at one SEC-registered adviser

At a glance

Herndon Plant Oakley LTD, an SEC-registered broker-dealer firm based in Corpus Christi, TX with $155 million in regulatory assets, lists Phillip Michael Plant on its Form ADV as General Partner, a control person.

Firms and roles

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Phillip’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Phillip’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.