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Managing Member and Chief Compliance Officer · Taiko

Phillip J. Kosmala

CRD 5164417 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Taiko, an SEC-registered asset manager based in Chicago, IL with $5.1 billion in regulatory assets, lists Phillip J. Kosmala on its Form ADV as Managing Member and Chief Compliance Officer, a control person. The SEC filings also name Phillip at 2 other registered advisers.

Firms and roles

  • TaikoManaging Member and Chief Compliance OfficerAsset manager · Chicago, IL · $5.1B in regulatory assets
  • Taiber, Kosmala & Associates, LLCManaging MemberAsset manager · Chicago, IL · $717M in regulatory assets
  • Taiko Private WealthManaging Member and Chief Compliance OfficerWealth manager · Chicago, IL · $515M in regulatory assets

AtlasMembers

Phillip’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Phillip’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.