Chief Compliance Officer and Vice President · MML Investment Advisers, LLC
Philip S. Wellman
CRD 4193067 · Named on Form ADV at one SEC-registered adviser
At a glance
MML Investment Advisers, LLC, an SEC-registered asset manager based in Springfield, MA with $24.5 billion in regulatory assets, lists Philip S. Wellman on its Form ADV as Chief Compliance Officer and Vice President, a control person.
Firms and roles
- MML Investment Advisers, LLCChief Compliance Officer and Vice PresidentAsset manager · Springfield, MA · $25B in regulatory assets
AtlasMembers
Philip’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Frank Joseph RispoliChief Financial Officer and Treasurer, MML Investment Advisers, LLC
- Douglas R. SteelePresident and Director, MML Investment Advisers, LLC
- Patrice M. SabachDirector, MML Investment Advisers, LLC
- Gregory Joseph GiardielloDirector, MML Investment Advisers, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Philip’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.