President/ceo · Wernau Asset Management
Peter C. Wernau
CRD 4741275 · Named on Form ADV at one SEC-registered adviser
At a glance
Wernau Asset Management, an SEC-registered wealth manager based in Gloucester, MA with $203 million in regulatory assets, lists Peter C. Wernau on its Form ADV as President/ceo, a control person.
Firms and roles
- Wernau Asset ManagementPresident/ceoWealth manager · Gloucester, MA · $203M in regulatory assets
AtlasMembers
Peter’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Jonathan L. IannaconeChief Compliance Officer, Wernau Asset Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Peter’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.