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Managing Member/chief Compliance Officer · Orion Capital Management LLC

Peter C. Thoms

CRD 4527390 · Named on Form ADV at one SEC-registered adviser

At a glance

Orion Capital Management LLC, an SEC-registered wealth manager based in Coronado, CA with $371 million in regulatory assets, lists Peter C. Thoms on its Form ADV as Managing Member/chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Peter’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Peter’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.