Chief Compliance Officer · Fplf Management LLC
Peter M. Simons
CRD 4032430 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Fplf Management LLC, an SEC-registered asset manager based in New York, NY with $1.5 billion in regulatory assets, lists Peter M. Simons on its Form ADV as Chief Compliance Officer. The SEC filings also name Peter at 1 other registered adviser.
Firms and roles
- Fplf Management LLCChief Compliance OfficerAsset manager · New York, NY · $1.5B in regulatory assets
- Fmac Management LLCChief Compliance OfficerAsset manager · New York, NY · $0M in regulatory assets
AtlasMembers
Peter’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (8)
- David N. BrooksGeneral Counsel and Secretary, Fplf Management LLC
- Aaron T. BlanchetteCo-Chief Executive Officer and Co-Chief Investment Officer, Fplf Management LLC
- Brian T. StewartCo-Chief Executive Officer and Co-Chief Investment Officer, Fplf Management LLC
- Avraham DreyfussChief Financial Officer, Fplf Management LLC
- Lucy L. MunroChief Operating Officer, Fplf Management LLC
3 more people named with Peter on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Peter’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.