Adviser and broker representative · Merrill Lynch, Pierce, Fenner & Smith Incorporated
Peter L. Lafferty
CRD 2331166 · Bloomington, MN
At a glance
Peter L. Lafferty is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Bloomington, MN, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Peter’s SEC record dates to 2008, about 17 years ago. Peter is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSince November 2008Bloomington, MN · $1.78T in regulatory assets
SEC adviser record
- Registered since
- 2008 (17 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 3 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Peter’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.