Managing Director, General Counsel, Chief Compliance Officer & Chief Operating Officer · Chilton Investment Services, LLC
Peter S. Kim
CRD 6415962 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Chilton Investment Services, LLC, an SEC-registered wealth manager based in Stamford, CT with $8.2 billion in regulatory assets, lists Peter S. Kim on its Form ADV as Managing Director, General Counsel, Chief Compliance Officer & Chief Operating Officer, a control person. The SEC filings also name Peter at 1 other registered adviser.
Firms and roles
- Chilton Investment Services, LLCManaging Director, General Counsel, Chief Compliance Officer & Chief Operating OfficerWealth manager · Stamford, CT · $8.2B in regulatory assets
- Chilton Investment Company, Inc.Managing Director, General Counsel, Chief Compliance Officer & Chief Operating OfficerAsset manager · Stamford, CT · $1.3B in regulatory assets
AtlasMembers
Peter’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (12)
- Richard L. ChiltonChairman, Director, Portfolio Manager-Equities, Chilton Investment Services, LLC
- Garrison D. LickleDirector, Chilton Investment Services, LLC
- Timothy W. HoranExecutive Vice President, Chief Investment Officer - Fixed Income, Chilton Investment Services, LLC
- Porter J. GossDirector, Chilton Investment Services, LLC
- Jennifer L. FosterCo-Chief Investment Officer - Equities and Portfolio Manager, Chilton Investment Services, LLC
7 more people named with Peter on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Peter’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.