Vice President/secretary/treasurer · Hartley Advisors Corp.
Pearl C. Hartley
CRD 4771365 · Named on Form ADV at one SEC-registered adviser
At a glance
Hartley Advisors Corp., an SEC-registered wealth manager with $119 million in regulatory assets, lists Pearl C. Hartley on its Form ADV as Vice President/secretary/treasurer, a control person.
Firms and roles
- Hartley Advisors Corp.Vice President/secretary/treasurerWealth manager · United States · $119M in regulatory assets
AtlasMembers
Pearl’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Kenneth M. HartleyPresident, Hartley Advisors Corp.
- Thomas K. HartleyVice President/chief Compliance Officer, Hartley Advisors Corp.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Pearl’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.