Herold Advisors, Inc - Secretary · Herold Advisors, Inc.
Paula M. Herold
CRD 1000466 · Named on Form ADV at one SEC-registered adviser
At a glance
Herold Advisors, Inc., an SEC-registered broker-dealer firm based in New York, NY with $540 million in regulatory assets, lists Paula M. Herold on its Form ADV as Herold Advisors, Inc - Secretary.
Firms and roles
- Herold Advisors, Inc.Herold Advisors, Inc - SecretaryBroker-dealer firm · New York, NY · $540M in regulatory assets
AtlasMembers
Paula’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Lawrence S. HeroldHerold Advisors - President, Director, CEO, Chief Legal Officer, CCO, Herold Advisors, Inc.
- Keith M. LantonPercheron President and Treasurer, Herold Advisors, Inc.
- Wendy D. SheftelPercheron - Shareholder, Herold Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Paula’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.