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Chief Compliance Officer · Vantus Wealth

Paul K. Broomell

CRD 6265332 · Named on Form ADV at one SEC-registered adviser

At a glance

Vantus Wealth, an SEC-registered wealth manager based in Lancaster, PA with $440 million in regulatory assets, lists Paul K. Broomell on its Form ADV as Chief Compliance Officer.

Firms and roles

  • Vantus WealthChief Compliance OfficerWealth manager · Lancaster, PA · $440M in regulatory assets

AtlasMembers

Paul’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Paul’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.