Senior Compliance Officer · Vestgen Advisors, LLC
Patrick M. Curran
CRD 3250716 · Named on Form ADV at one SEC-registered adviser
At a glance
Vestgen Advisors, LLC, an SEC-registered wealth manager based in Chicago, IL with $6.7 billion in regulatory assets, lists Patrick M. Curran on its Form ADV as Senior Compliance Officer.
Firms and roles
- Vestgen Advisors, LLCSenior Compliance OfficerWealth manager · Chicago, IL · $6.7B in regulatory assets
AtlasMembers
Patrick’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings (6)
- Timothy B. WoodsChief Compliance Officer, Vestgen Advisors, LLC
- Ferian NickelsonChief Operating Officer, Vestgen Advisors, LLC
- Thomas J. EricsonSenior Compliance Officer, Vestgen Advisors, LLC
- Donald WilliamsDirector, Operations, Vestgen Advisors, LLC
- Cathleen SayersDirector, Operations, Vestgen Advisors, LLC
1 more person named with Patrick on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Patrick’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.