Texas Designated Principal · Morgan Stanley
Patricia Kay Fletcher
CRD 1202060 · Named on Form ADV at one SEC-registered adviser
At a glance
Morgan Stanley, an SEC-registered broker-dealer firm based in Purchase, NY with $2.0 trillion in regulatory assets, lists Patricia Kay Fletcher on its Form ADV as Texas Designated Principal.
Firms and roles
- Morgan StanleyTexas Designated PrincipalBroker-dealer firm · Purchase, NY · $1.96T in regulatory assets
AtlasMembers
Patricia’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Patricia’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Timothy Gerard HansenChief Compliance Officer (IA Only ), Morgan Stanley
- Jed FinnDirector, Chairman, President and Chief Executive Officer, Morgan Stanley
- James Troy JanoverDirector, Morgan Stanley
- David Anthony GalassoPrincipal Operations Officer, Morgan Stanley
- Michael S HennessyDirector, Morgan Stanley
4 more people named with Patricia on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Patricia’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.