Chief Compliance Officer (IA Only ) · Morgan Stanley
Timothy Gerard Hansen
CRD 4956475 · Named on Form ADV at one SEC-registered adviser
At a glance
Morgan Stanley, an SEC-registered broker-dealer firm based in Purchase, NY with $2.0 trillion in regulatory assets, lists Timothy Gerard Hansen on its Form ADV as Chief Compliance Officer (IA Only ), a control person.
Firms and roles
- Morgan StanleyChief Compliance Officer (IA Only )Broker-dealer firm · Purchase, NY · $1.96T in regulatory assets
AtlasMembers
Timothy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (9)
- Jed FinnDirector, Chairman, President and Chief Executive Officer, Morgan Stanley
- James Troy JanoverDirector, Morgan Stanley
- David Anthony GalassoPrincipal Operations Officer, Morgan Stanley
- Patricia Kay FletcherTexas Designated Principal, Morgan Stanley
- Michael S HennessyDirector, Morgan Stanley
4 more people named with Timothy on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Timothy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.