Principal and Chief Compliance Officer · CMC Advisors, Inc.
Patricia E. Carabello
CRD 4405918 · Named on Form ADV at one SEC-registered adviser
At a glance
CMC Advisors, Inc., an SEC-registered asset manager based in Boca Raton, FL with $0 in regulatory assets, lists Patricia E. Carabello on its Form ADV as Principal and Chief Compliance Officer, a control person.
Firms and roles
- CMC Advisors, Inc.Principal and Chief Compliance OfficerAsset manager · Boca Raton, FL · $0M in regulatory assets
AtlasMembers
Patricia’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Michael E. CalandraPrincipal, CMC Advisors, Inc.
- Amar MedjidPrincipal, CMC Advisors, Inc.
- Michael D. BergPrincipal, CMC Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Patricia’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.