Adviser and broker representative · Mma Securities LLC
Pamela D. Appell
CRD 5334903 · Schaumburg, IL
At a glance
Pamela D. Appell is an investment adviser representative with Mma Securities LLC in Schaumburg, IL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Pamela’s SEC record dates to 2011, about 15 years ago. Pamela is also registered as a broker representative. Designations on file: Chartered Financial Analyst.
Current advisory firm
- Mma Securities LLCSince July 2025Schaumburg, IL · $0M in regulatory assets
SEC adviser record
- Registered since
- 2011 (15 years)
- Designations
- Chartered Financial Analyst
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Pamela’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.