Senior Partner · Sound View Wealth Advisors Group, LLC
Oscar E. Ham
CRD 2194817 · Named on Form ADV at one SEC-registered adviser
At a glance
Sound View Wealth Advisors Group, LLC, an SEC-registered wealth manager based in Savannah, GA with $2.3 billion in regulatory assets, lists Oscar E. Ham on its Form ADV as Senior Partner, a control person.
Firms and roles
- Sound View Wealth Advisors Group, LLCSenior PartnerWealth manager · Savannah, GA · $2.3B in regulatory assets
AtlasMembers
Oscar’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 1999 (27 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 3 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Oscar’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Melissa K BouchillonChief Compliance Officer and Managing Partner, Sound View Wealth Advisors Group, LLC
- Kelly L. BouchillonSenior Partner, Sound View Wealth Advisors Group, LLC
- Edward F. AmbrosePartner, Sound View Wealth Advisors Group, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Oscar’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.