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President & Chief Compliance Officer · The Enterprise Investment Company

Norman A. Pappas

CRD 356173 · Named on Form ADV at one SEC-registered adviser

At a glance

The Enterprise Investment Company, an SEC-registered wealth manager based in Farmington Hills, MI with $607 million in regulatory assets, lists Norman A. Pappas on its Form ADV as President & Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Norman’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Norman’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.