Chief Compliance Officer · Avathon Capital Management LP
Norman T. Hans
CRD 1799445 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Avathon Capital Management LP, an SEC-registered private fund adviser based in Chicago, IL with $599 million in regulatory assets, lists Norman T. Hans on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Norman at 1 other registered adviser.
Firms and roles
- Avathon Capital Management LPChief Compliance OfficerPrivate fund adviser · Chicago, IL · $599M in regulatory assets
- 1789 Capital ManagementChief Compliance OfficerPrivate fund adviser · Palm Beach, FL · $2.7B in regulatory assets
AtlasMembers
Norman’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Christopher BuskirkVice President, 1789 Capital Management
- Omeed MalikPresident and Secretary, 1789 Capital Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Norman’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.