Adviser and broker representative · Founders Financial Securities LLC
Nora L. Beauchot
CRD 5859029 · Columbia City, IN
At a glance
Nora L. Beauchot is an investment adviser representative with Founders Financial Securities LLC in Columbia City, IN, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Nora’s SEC record dates to 2014, about 12 years ago. Nora is also registered as a broker representative.
Current advisory firm
- Founders Financial Securities LLCSince February 2014Columbia City, IN · $4.1B in regulatory assets
SEC adviser record
- Registered since
- 2014 (12 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Nora’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.