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President, Chief Compliance Officer and Integrative Wealth Advisor · Winter & Associates, Inc.

Nicole W. Tietel

CRD 2640324 · Named on Form ADV at one SEC-registered adviser

At a glance

Winter & Associates, Inc., an SEC-registered wealth manager based in St. Paul, MN with $180 million in regulatory assets, lists Nicole W. Tietel on its Form ADV as President, Chief Compliance Officer and Integrative Wealth Advisor, a control person.

Firms and roles

  • Winter & Associates, Inc.President, Chief Compliance Officer and Integrative Wealth AdvisorWealth manager · St. Paul, MN · $180M in regulatory assets

AtlasMembers

Nicole’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicole’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.