Adviser and broker representative · Wells Fargo Advisors Financial Network, LLC
Nicole Maltese
CRD 6413819 · St. Louis, MO
At a glance
Nicole Maltese is an investment adviser representative with Wells Fargo Advisors Financial Network, LLC in St. Louis, MO, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Nicole’s SEC record dates to 2015, about 10 years ago. Nicole is also registered as a broker representative.
Current advisory firms
- Wells Fargo Advisors Financial Network, LLCSince May 2026St. Louis, MO · $252B in regulatory assets
- Wells Fargo Clearing Services, LLCSince December 2015York, PA · $671B in regulatory assets
SEC adviser record
- Registered since
- 2015 (10 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Nicole’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.