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Vice President · Marshall + Sterling Wealth Advisors, Inc.

Nicole E. Keppel

CRD 5111852 · Named on Form ADV at one SEC-registered adviser

At a glance

Marshall + Sterling Wealth Advisors, Inc., an SEC-registered asset manager based in Poughkeepsie, NY with $1.6 billion in regulatory assets, lists Nicole E. Keppel on its Form ADV as Vice President, a control person.

Firms and roles

AtlasMembers

Nicole’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Craig M. PesceChief Compliance Officer and Director / President, Marshall + Sterling Wealth Advisors, Inc.
  • Michael A. RyanVice President, Marshall + Sterling Wealth Advisors, Inc.
  • Chintan H. ShuklaAvp, Marshall + Sterling Wealth Advisors, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicole’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.