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Chief Compliance Officer · Tandem Investment Advisors Inc

Nicole M. Hoffman

CRD 4606862 · Named on Form ADV at one SEC-registered adviser

At a glance

Tandem Investment Advisors Inc, an SEC-registered wealth manager based in Charleston, SC with $3.5 billion in regulatory assets, lists Nicole M. Hoffman on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Nicole’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

  • John B. CarewPresident/chief Executive Officer, Tandem Investment Advisors Inc
  • William L. LittleSenior Vice President/co-Chief Investment Officer, Tandem Investment Advisors Inc
  • Ann B. CarewSecretary/treasurer, Tandem Investment Advisors Inc
  • Benjamin G. CarewVice President/co-Chief Investment Officer, Tandem Investment Advisors Inc
  • Elaine M NatoliVice President/chief Communications Officer, Tandem Investment Advisors Inc

3 more people named with Nicole on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicole’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.