Chief Compliance Officer · Forvis Mazars Wealth Advisors, LLC
Nicole D. Conklin
CRD 5042249 · Named on Form ADV at one SEC-registered adviser
At a glance
Forvis Mazars Wealth Advisors, LLC, an SEC-registered wealth manager based in Springfield, MO with $12.0 billion in regulatory assets, lists Nicole D. Conklin on its Form ADV as Chief Compliance Officer.
Firms and roles
- Forvis Mazars Wealth Advisors, LLCChief Compliance OfficerWealth manager · Springfield, MO · $12B in regulatory assets
AtlasMembers
Nicole’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Jeffrey A. LaymanChief Investment Officer, Forvis Mazars Wealth Advisors, LLC
- William T. SneedRegional Sector Leader, Forvis Mazars Wealth Advisors, LLC
- Holly M. PantzerManaging Partner, Forvis Mazars Wealth Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicole’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.