Senior Vice President, Chief Financial Officer & Chief Adminstrative Officer · Heartland Advisors, Inc.
Nicole J. Best
CRD 3053329 · Named on Form ADV at one SEC-registered adviser
At a glance
Heartland Advisors, Inc., an SEC-registered asset manager based in Milwaukee, WI with $1.9 billion in regulatory assets, lists Nicole J. Best on its Form ADV as Senior Vice President, Chief Financial Officer & Chief Adminstrative Officer, a control person.
Firms and roles
- Heartland Advisors, Inc.Senior Vice President, Chief Financial Officer & Chief Adminstrative OfficerAsset manager · Milwaukee, WI · $1.9B in regulatory assets
AtlasMembers
Nicole’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- William J. NasgovitzDirector & Chairman, Heartland Advisors, Inc.
- Vinita K. PaulVice President, Chief Compliance Officer, General Counsel & Secretary, Heartland Advisors, Inc.
- William R. NasgovitzDirector, Chief Executive Officer & Portfolio Manager, Heartland Advisors, Inc.
- Andrew J. FlemingVice President & Portfolio Manager, Heartland Advisors, Inc.
- Michael D. KopsVice President of Sales, Heartland Advisors, Inc.
2 more people named with Nicole on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicole’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.