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Chief Compliance Officer/chief Executive Officer · Giving Tree Wealth Advisors

Nicholas Ventimiglio

CRD 4595708 · Named on Form ADV at one SEC-registered adviser

At a glance

Giving Tree Wealth Advisors, an SEC-registered wealth manager based in SAN Ramon, CA with $138 million in regulatory assets, lists Nicholas Ventimiglio on its Form ADV as Chief Compliance Officer/chief Executive Officer, a control person.

Firms and roles

  • Giving Tree Wealth AdvisorsChief Compliance Officer/chief Executive OfficerWealth manager · SAN Ramon, CA · $138M in regulatory assets

AtlasMembers

Nicholas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicholas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.