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CEO and Chief Compliance Officer · Lloyd Tevis Investments, LLC

Nicholas G. Torre

CRD 4369337 · Named on Form ADV at one SEC-registered adviser

At a glance

Lloyd Tevis Investments, LLC, an SEC-registered wealth manager based in Lafayette, CA with $435,000 in regulatory assets, lists Nicholas G. Torre on its Form ADV as CEO and Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Nicholas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicholas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.