Chief Compliance Officer · Chicago Wealth Management, Inc.
Nicholas J. Thompson
CRD 6028471 · Named on Form ADV at one SEC-registered adviser
At a glance
Chicago Wealth Management, Inc., an SEC-registered wealth manager based in Chicago, IL with $366 million in regulatory assets, lists Nicholas J. Thompson on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Chicago Wealth Management, Inc.Chief Compliance OfficerWealth manager · Chicago, IL · $366M in regulatory assets
AtlasMembers
Nicholas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Jeffrey G. CribbsManaging Principal, Chicago Wealth Management, Inc.
- Whitney H. RibbensPrincipal, Chicago Wealth Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicholas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.