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Chief Compliance Officer/portfolio Strategist · Ellis Investment Partners, LLC

Nicholas W. Sun

CRD 6908936 · Named on Form ADV at one SEC-registered adviser

At a glance

Ellis Investment Partners, LLC, an SEC-registered wealth manager based in Berwyn, PA with $987 million in regulatory assets, lists Nicholas W. Sun on its Form ADV as Chief Compliance Officer/portfolio Strategist, a control person.

Firms and roles

AtlasMembers

Nicholas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicholas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.