Chief Executive Officer; Limited Partner · Rice Park Capital
Nicholas H. Smith
CRD 6028455 · Named on Form ADV at one SEC-registered adviser
At a glance
Rice Park Capital, an SEC-registered private fund adviser based in Plymouth, MN with $1.4 billion in regulatory assets, lists Nicholas H. Smith on its Form ADV as Chief Executive Officer; Limited Partner, a control person.
Firms and roles
- Rice Park CapitalChief Executive Officer; Limited PartnerPrivate fund adviser · Plymouth, MN · $1.4B in regulatory assets
AtlasMembers
Nicholas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Shawn M. KellyChief Operating Officer; Limited Partner, Rice Park Capital
- Craig A. OppGeneral Counsel; Cco; Limited Partner, Rice Park Capital
- Craig FreelPresident, Co-Chief Investment Officer, Limited Partner, Rice Park Capital
- Matthias J. KennedyCo-Chief Investment Officer; Limited Partner, Rice Park Capital
- Charles BradleyPartner, Rice Park Capital
2 more people named with Nicholas on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicholas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.