Adviser and broker representative · Osaic Institutions, Inc.
Nicholas T. Poulos
CRD 2044218 · Clearfield, PA
At a glance
Nicholas T. Poulos is an investment adviser representative with Osaic Institutions, Inc. in Clearfield, PA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Nicholas’s SEC record dates to 2005, about 21 years ago. Nicholas is also registered as a broker representative. Designations on file: Chartered Financial Consultant.
Current advisory firm
- Osaic Institutions, Inc.Since October 2022Clearfield, PA · $6.5B in regulatory assets
SEC adviser record
- Registered since
- 2005 (21 years)
- Designations
- Chartered Financial Consultant
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Nicholas’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.