Chief Compliance Officer · UBS Realty Investors LLC
Nicholas S. Pile
CRD 2727759 · Named on Form ADV at 2 SEC-registered advisers
At a glance
UBS Realty Investors LLC, an SEC-registered private fund adviser based in Hartford, CT with $2.3 billion in regulatory assets, lists Nicholas S. Pile on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Nicholas at 1 other registered adviser.
Firms and roles
- UBS Realty Investors LLCChief Compliance OfficerPrivate fund adviser · Hartford, CT · $2.3B in regulatory assets
- UBS Farmland Investors LLCChief Compliance OfficerAsset manager · Hartford, CT · $0M in regulatory assets
AtlasMembers
Nicholas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- Jeffrey G. MaguireManaging Director, UBS Realty Investors LLC
- Thomas J. O'SheaManaging Director, UBS Realty Investors LLC
- Rodney S ChuManaging Director, UBS Realty Investors LLC
- Mario MaturoExucutive Director, UBS Realty Investors LLC
- Amy D WhiteManaging Director, UBS Realty Investors LLC
6 more people named with Nicholas on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicholas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.