President / Chief Compliance Officer · Innovative Private Wealth Management Inc.
Nicholas J. Mancini
CRD 5317614 · Named on Form ADV at one SEC-registered adviser
At a glance
Innovative Private Wealth Management Inc., an SEC-registered asset manager based in Somers, NY with $367 million in regulatory assets, lists Nicholas J. Mancini on its Form ADV as President / Chief Compliance Officer, a control person.
Firms and roles
- Innovative Private Wealth Management Inc.President / Chief Compliance OfficerAsset manager · Somers, NY · $367M in regulatory assets
AtlasMembers
Nicholas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicholas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.