Chief Compliance Officer · Acadian Asset Management
NICHOLAS lim
CRD 7719214 · Named on Form ADV at one SEC-registered adviser
At a glance
Acadian Asset Management, an SEC-registered asset manager based in Singapore, Singapore with $698 million in regulatory assets, lists NICHOLAS lim on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Acadian Asset ManagementChief Compliance OfficerAsset manager · Singapore, Singapore · $698M in regulatory assets
AtlasMembers
NICHOLAS’s stakes and control
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- Ownership stake at the firm
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- Control-person status
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Colleagues named on the same filings (6)
- Brendan O. BradleyDirector, Acadian Asset Management
- Kelly-Ann L. YoungDirector, Acadian Asset Management
- Siow Kiat SeahDirector, Acadian Asset Management
- Theodore W. NoonDirector, Acadian Asset Management
- Alexandre VoitenokDirector, Acadian Asset Management
1 more person named with NICHOLAS on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For NICHOLAS’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.