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Owner, Managing Member, Chief Compliance Officer · Network Capital

Nicholas Klein

CRD 7700348 · Named on Form ADV at one SEC-registered adviser

At a glance

Network Capital, an SEC-registered asset manager based in Kalispell, MT with $0 in regulatory assets, lists Nicholas Klein on its Form ADV as Owner, Managing Member, Chief Compliance Officer, a control person.

Firms and roles

  • Network CapitalOwner, Managing Member, Chief Compliance OfficerAsset manager · Kalispell, MT · $0M in regulatory assets

AtlasMembers

Nicholas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicholas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.