Chief Compliance Officer · M3 Advisory Group, LLC
Nicholas P. Jeffries
CRD 7704690 · Named on Form ADV at one SEC-registered adviser
At a glance
M3 Advisory Group, LLC, an SEC-registered wealth manager with $342 million in regulatory assets, lists Nicholas P. Jeffries on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- M3 Advisory Group, LLCChief Compliance OfficerWealth manager · United States · $342M in regulatory assets
AtlasMembers
Nicholas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- John D. JeffriesFounder, Managing Director, M3 Advisory Group, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicholas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.