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Vice President & Chief Compliance Officer · Nationwide Fund Advisors

Nicholas T. Graham

CRD 4759764 · Named on Form ADV at one SEC-registered adviser

At a glance

Nationwide Fund Advisors, an SEC-registered asset manager based in Columbus, OH with $83.1 billion in regulatory assets, lists Nicholas T. Graham on its Form ADV as Vice President & Chief Compliance Officer, a control person.

Firms and roles

  • Nationwide Fund AdvisorsVice President & Chief Compliance OfficerAsset manager · Columbus, OH · $83B in regulatory assets

AtlasMembers

Nicholas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicholas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.