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President/chief Compliance Officer · The LAM Group, Inc.

Nelson J. Lam

CRD 1759997 · Named on Form ADV at one SEC-registered adviser

At a glance

The LAM Group, Inc., an SEC-registered wealth manager with $507 million in regulatory assets, lists Nelson J. Lam on its Form ADV as President/chief Compliance Officer, a control person.

Firms and roles

  • The LAM Group, Inc.President/chief Compliance OfficerWealth manager · United States · $507M in regulatory assets

AtlasMembers

Nelson’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nelson’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.