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Managing Director, and Co-Managing Member · Capital Advisors, LTD., LLC

Neil R. Waxman

CRD 1219415 · Named on Form ADV at one SEC-registered adviser

At a glance

Capital Advisors, LTD., LLC, an SEC-registered wealth manager based in Shaker Heights, OH with $1.4 billion in regulatory assets, lists Neil R. Waxman on its Form ADV as Managing Director, and Co-Managing Member, a control person.

Firms and roles

AtlasMembers

Neil’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Mark A. CiullaChief Compliance Officer, Managing Director, and Co-Managing Member, Capital Advisors, LTD., LLC
  • Patrick T. HanrattyManaging Director, and Elected Co-Managing Member, Capital Advisors, LTD., LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Neil’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.