Chief Compliance Officer, Member · King Ridge Capital Advisors, LLC
Neil R. Hause
CRD 1241527 · Named on Form ADV at one SEC-registered adviser
At a glance
King Ridge Capital Advisors, LLC, an SEC-registered asset manager with $45 million in regulatory assets, lists Neil R. Hause on its Form ADV as Chief Compliance Officer, Member, a control person.
Firms and roles
- King Ridge Capital Advisors, LLCChief Compliance Officer, MemberAsset manager · United States · $45M in regulatory assets
AtlasMembers
Neil’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Vijay K. ManghnaniManaging Member, Chief Investment Officer, King Ridge Capital Advisors, LLC
- Frederick J. PagnaniManaging Member, Chief Executive Officer, King Ridge Capital Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Neil’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.