President & Founder, CCO · Capital Financial Planners LLC
Neil A. Cain
CRD 4927411 · Named on Form ADV at one SEC-registered adviser
At a glance
Capital Financial Planners LLC, an SEC-registered asset manager based in Chevy Chase, MD with $0 in regulatory assets, lists Neil A. Cain on its Form ADV as President & Founder, CCO, a control person.
Firms and roles
- Capital Financial Planners LLCPresident & Founder, CCOAsset manager · Chevy Chase, MD · $0M in regulatory assets
AtlasMembers
Neil’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Neil’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.