Managing Director & Senior Relationship Advisor · Peak Financial Management Inc
Neel K. Tiku
CRD 6031243 · Named on Form ADV at one SEC-registered adviser
At a glance
Peak Financial Management Inc, an SEC-registered wealth manager based in Wellesley, MA with $534 million in regulatory assets, lists Neel K. Tiku on its Form ADV as Managing Director & Senior Relationship Advisor.
Firms and roles
- Peak Financial Management IncManaging Director & Senior Relationship AdvisorWealth manager · Wellesley, MA · $534M in regulatory assets
AtlasMembers
Neel’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2012 (14 years)
- Designations
- None on file
- Exams
- Series 65
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Neel’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Pran N. TikuPresident, Peak Financial Management Inc
- Christopher K. GaffneyVice President and Senior Wealth Advisor, Peak Financial Management Inc
- Shaun P. ThompsonSenior Wealth Advisor and Chief Compliance Officer, Peak Financial Management Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Neel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.