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Chief Compliance Officer and Deputy General Counsel · Lupa RIA Investment Management LLC

Neal P. Donnelly

CRD 8245051 · Named on Form ADV at one SEC-registered adviser

At a glance

Lupa RIA Investment Management LLC, an SEC-registered private fund adviser based in New York, NY with $2.2 billion in regulatory assets, lists Neal P. Donnelly on its Form ADV as Chief Compliance Officer and Deputy General Counsel.

Firms and roles

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Neal’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Neal’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.