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Chief Financial Officer & Chief Compliance Officer · CM Wealth Advisors LLC

Neal B. Colby

CRD 6927206 · Named on Form ADV at one SEC-registered adviser

At a glance

CM Wealth Advisors LLC, an SEC-registered wealth manager based in Beachwood, OH with $3.6 billion in regulatory assets, lists Neal B. Colby on its Form ADV as Chief Financial Officer & Chief Compliance Officer, a control person.

Firms and roles

  • CM Wealth Advisors LLCChief Financial Officer & Chief Compliance OfficerWealth manager · Beachwood, OH · $3.6B in regulatory assets

AtlasMembers

Neal’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

3 more people named with Neal on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Neal’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.