Vice President of Business Development · Berthel Fisher & Company Financial Services, Inc.
Nathanael Spencer
CRD 7299827 · Named on Form ADV at one SEC-registered adviser
At a glance
Berthel Fisher & Company Financial Services, Inc., an SEC-registered broker-dealer firm based in Cedar Rapids, IA with $906 million in regulatory assets, lists Nathanael Spencer on its Form ADV as Vice President of Business Development.
Firms and roles
- Berthel Fisher & Company Financial Services, Inc.Vice President of Business DevelopmentBroker-dealer firm · Cedar Rapids, IA · $906M in regulatory assets
AtlasMembers
Nathanael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- Thomas Joseph BerthelChairman of the Board/executive Vice President, Berthel Fisher & Company Financial Services, Inc.
- Richard Maurice MurphyExecutive Vice President, Berthel Fisher & Company Financial Services, Inc.
- Joanna Marie SchaulChief Administration Officer/secretary (a/o 11/2017), Berthel Fisher & Company Financial Services, Inc.
- Randy Austin WilcoxVice President Compliance/osj Manager, Berthel Fisher & Company Financial Services, Inc.
- Andrew James ChristoffersonChief Executive Officer/president, Berthel Fisher & Company Financial Services, Inc.
6 more people named with Nathanael on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nathanael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.