Chief Compliance Officer · Compound Advisors, LLC
Nathan J. Serviss
CRD 8282176 · Named on Form ADV at one SEC-registered adviser
At a glance
Compound Advisors, LLC, an SEC-registered private fund adviser based in New York, NY with $732 million in regulatory assets, lists Nathan J. Serviss on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Compound Advisors, LLCChief Compliance OfficerPrivate fund adviser · New York, NY · $732M in regulatory assets
AtlasMembers
Nathan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- David L. HirschManager, Compound Advisors, LLC
- Taraneh N. EckertChief Financial Officer, Compound Advisors, LLC
- Michael DempseyMember, Compound Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nathan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.