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Chief Compliance Officer · Wealth Management

Nathan A. Raabe

CRD 5562130 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Wealth Management, an SEC-registered asset manager based in Norfolk, NE with $3.7 billion in regulatory assets, lists Nathan A. Raabe on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Nathan at 1 other registered adviser.

Firms and roles

  • Wealth ManagementChief Compliance OfficerAsset manager · Norfolk, NE · $3.7B in regulatory assets
  • McMill CPA and AdvisorsChief Compliance OfficerWealth manager · Norfolk, NE · $862M in regulatory assets

AtlasMembers

Nathan’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nathan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.