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Managing Member and Chief Compliance Officer · Swiss Alpine Wealth Management LLC

Nathan Pugh

CRD 6523600 · Named on Form ADV at one SEC-registered adviser

At a glance

Swiss Alpine Wealth Management LLC, an SEC-registered wealth manager with $2 million in regulatory assets, lists Nathan Pugh on its Form ADV as Managing Member and Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Nathan’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nathan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.