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Chief Compliance Officer · Ausdal Financial Partners, Inc.

Nathan David Westcomb

CRD 6342420 · Named on Form ADV at one SEC-registered adviser

At a glance

Ausdal Financial Partners, Inc., an SEC-registered broker-dealer firm based in Davenport, IA with $3.7 billion in regulatory assets, lists Nathan David Westcomb on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

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Nathan’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nathan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.